
Update of
March 2, 2000
 

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Transitions and Endurances
State of the University Address, March 2, 2000
Gerhard Casper, President, Stanford University
The title of my talk this afternoon is "How I
came to Stanford andyard by yardtook us to
the Rose Bowl"not to mention how I got us into
womens and mens final foursbasket by
basket. No, thats not right. Forgive me, Coaches!
My real title is "Transitions and
Endurances." According to a persuasive definition
by, I think, George Stigler, a transition period is a
period between two transition periods. I should like to
address some aspects of our transition from 1992 to the
present. I shall also concern myself with some of what, I
believe, needs to endure.
In 1997, I published a small book called Cares of
the University. In it, I reminisced about how
uncomfortable it made me, back in 1992, when I was asked
about my "plan," my "agenda" for
Stanford. I did not know the university well and I was
much too uncertain about challenges, conditions, and,
especially, answers. I also thought that for somebody
coming from the outside, it would have been presumptuous
to lay out a plan.
In some sense, I had tried to answer the question in
my inaugural addressa speech that I had prepared
with much attention to its every word. I spelled out what
I thought the commitments of a university were, the
principles that would guide me. Today, I want to return
to that inaugural address, reiterate some of its themes
and suggest how, in my view, they relate to the last
eight years and to the future.
I
The first, and in many ways the most important, point
I made was the salutation with which I opened my speech
on October 2, 1992. I had requested there be no
convocation for new students that fall and that, instead,
they all be invited to the inaugural festivities. I then
greeted the new students as "Fellow members of the
first-year class and fellow transfer students."
While the line was obviously meant to get the attention
of the class of 1996, it was also intended to convey the
inclusiveness of the universitys search to know.
Later in the speech, I quoted Paul Freund, a former
member of the Harvard law school faculty, to the effect
that education "is a two-way processthe
rubbing of mind against mind for the benefit of not only
the student but the teacher."
Some of you may recall that much of the inaugural
address was in the form of reflections on Stanfords
motto. I made reference to its author, the humanist
Ulrich von Hutten, whose enthusiasm for the Renaissance
world of scholarly endeavors was captured in what he
wrote to a friend in 1518: "It is a pleasure to
live. . . . Studies blossom and the minds move." I
said to the students that their education was primarily
about "studies blossoming" and "minds
moving," that teaching, learning, and research were
all equally important elements of the all-embracing
search to know and that they, the students, were part of
it. You have heard me repeat this, mantra-like, over and
over again.
Within a year, I appointed the Commission on
Undergraduate Education, and under the leadership of Jim
Sheehan, the commission undertook the first comprehensive
review of Stanfords undergraduate curriculum in 25
years. Most of its recommendations were subsequently
implemented. Building on those reforms, I proposed
Stanford Introductory Studies in my speech on "The
Synthesis of Teachers and Students" to the Senate of
the Academic Council in May of 1996. Within two years, we
were able to offer faculty-taught seminars and
other forms of small group interactions with faculty to every
freshman and every sophomore. The speed with which
we accomplished this contradicts most everything you have
ever read about universities in the popular press.
Four years ago, I also expressed my confidence that we
will obtain permanent endowment for the support of
Stanford Introductory Studies. The acronym for the
Commission on Undergraduate Education was CUE. This same
acronym has now come to stand for the Campaign for
Undergraduate Education, which at present is in a
planning and "silent" phase. I very much hope
that before my successor takes over and before we go
public, this new CUE will be well under way: building on
the initial financial support for Stanford Introductory
Studies from trustee Peter Bing.
Few goals are more important for the future of
Stanford than the "Humboldtian" vision that our
reforms and emphasis express. Not only do students profit
when taught by scholars who themselves are engaged in
creative endeavors; rather, scholarship itself is
enriched when the younger generation consciously, if
naively, questions it.
I also believe it crucial that we further increase our
attractiveness as a space for people to interact
personally and face-to-face in learning and research.
This task has a special urgency as information technology
challenges us to rethink the necessity and function of
the university. The university will remain attractive as
a physical space to the extent that the quality of what
we do exceeds what technology will make possible.
Much of what I said in my inaugural address about
undergraduates also applies to the relationship between
the university and its graduate students. The absence of
a "college" at Stanford permits us to see
easily a continuum that ranges from the freshman to the
Ph.D. candidate. In the 1996 address, in addition to
Stanford Introductory Studies, I also proposed Stanford
Graduate Fellowships to attract, on a competitive basis,
the best graduate students possible. These fellowships
provide those students with freedom to pursue their
work at Stanford without worrying about the vagaries of
sponsored research or other traditional sources of
support. I wanted at least some students in the
government-dependent fields of inquiry to be free
to follow their own interests without being constrained
by available funding. In a first phase, we allocated 10
million dollars for the support of students in those
areas of the university where the reliance on government
was the most pronounced. We also set a fundraising goal
of $200 million in endowment and I am confident
that we will reach that level when we close this effort
next month. While this is good news, I am painfully aware
that "only" about one hundred new graduate
students benefit from the three-year Stanford Graduate
Fellowships each year and that even with respect to them
the housing market may be taking its toll.
In 1986, David Packard chaired a White House Panel on
the health of U.S. universities. The panel emphasized
that from the outset of graduate education in the United
States an intimate connection between education and
research has been considered fundamental to the
production of creative scientists and engineers. The same
connection is a sine qua non for social sciences and
humanities disciplines. A graduate students
learning, a graduate students teaching, a graduate
students research or participation in research are
all part of the search for knowledge. The ultimate end is
the promotion of the public welfare. As Jane Stanford
reiterated in her last major address to the Board of
Trustees in 1902: "[I]t was the paramount purpose of
the Founders . . . to promote the public welfare
by founding, endowing, and having maintained a University
with the colleges, schools, seminaries of learning,
mechanical institutes, museums, galleries of art, and all
other things necessary and appropriate to a University of
high degree."
II
It is not a little ironic that the spectacular success
of the founding and maintaining of Stanford and
the growth in the public welfare to which it has so
effectively contributed, has now become one of the
greatest challenges to our recruitment of the most
talented graduate students, faculty, and staff. That
dynamic illustrates, to quote former president
Richard Lyman, the "underlying fragility of this
seemingly powerful institution." What the people of
California once welcomed as furthering a specific public
interest, is now endangered by real estate markets and
those who want to appropriate the benefaction of the
universitys founders for other purposes or even
themselves. Never mind that Stanford has been a more
responsible steward of its lands than virtually
anybody else on the Peninsula and that Stanford has grown
at a considerably slower pace than the rest of the
counties of Santa Clara and San Mateo has.
When I arrived in 1992, California was in a recession
and temporarily much worried about its competitive
position. I could not possibly have predicted that, after
1994, we would spend much of my presidency fighting for
the very right to build faculty and staff housing in
Stanford West, to build graduate student housing, to
build an ambulatory cancer center, to preserve the
academic reserve as such, in short, to keep the
Founders "paramount purpose" alive. Nor
could I have imagined that I would fail to communicate
the enormity and urgency of the housing shortage to some
of our own faculty. I have been saddened by the deep
hostility on the part of some current campus homeowners
to the notion of accommodating even a modest number of
present and future colleagues on university lands in
existing campus neighborhoods. I hope my successor will
gain more sympathy for the needs of our colleagues.
While some of our housing plans, especially those for
graduate student residences, are now more popular than
they were a few years ago, at present, some seem to
consider our academic needs of lesser importance.
Why do we need housing for faculty and students? Because
the vitality of the university and, for that
matter, the state, depends on the quality of faculty and
students that we recruit. They need to be housed but they
also need the research and teaching facilities that will
keep the university at the frontier. Standing still is
falling back. This is not the same as saying there should
be unlimited growth of the university. The university
must carefully husband all its resources and it must
continue to make choices among programmatic activities.
The lesson of the last decade is that resource
constraints are real and they are here to assert and
reassert themselves.
While I did not have enough imagination to speak about
the local housing market and local politics in my
inaugural address, I concluded with a theme that has
remained a constant over the last eight years. Permit me
to quote at some length:
In our pursuit of excellences at Stanford, let us
not forget that Stanford, with the rest of the great
American research and teaching universities, will
become forgettable . . . unless the United States and
we remain committed to the support of original
investigation of the first rank and the investments
in education and training that go with it. Apart from
gathering the best minds and providing them with
resources, hard work and a substantial measure
of freedom in the setting of research priorities have
always been among the conditions that make highest
quality research possible. Good institutions and good
work need a lot of breathing space. I worry that as
we attend to the shortcomings of universities, we as
a country are losing sight of the conditions that
create good work and good institutions. . . . The
research enterprise can easily be smothered by
internal and external politics, pressures and red
tape. The wind of freedom has been a necessary, if
not sufficient, condition for making our great
universities the envy of the world.
Maintaining the pattern of attitudes and activities
that make the university more than an epiphenomenon, is a
great challenge, indeed. The emphasis that my inaugural
address placed on Stanfords motto was in part due
to my concern that both within the university and outside
there are too many who take the university for granted or
believe it should be leveraged for the pursuit of various
causes, some virtuous, and some not so virtuous. What
tends to be mostly overlooked is that even virtuous
causes impose costs. To quote Edward Shils: "Above
all civil politics require an understanding of the
complexity of virtue, that no virtue stands alone, that
every virtuous act costs something in terms of other
virtuous acts, that virtues are intertwined with evils,
and that no theoretical system of hierarchy of virtues is
ever realizable in practice."
I was concerned back in 1992, and I am as concerned
today, that Americas penchant for regulating all
aspects of life pays scant attention to the costs
virtuous policies impose on universities. It might be
assumed that universities can absorb increasing
regulation and remain unaffected in their quality, their
vitality, and their ability to contribute to society as
they so magnificently have done. If one message was
important to me in 1992, and if today I had only one
message to leave with you, it would be that you not
permit that profound error to gain currency. Universities
are not sufficiently robust to withstand the unreflected
onslaught of regulation, be it local, state, or federal.
Most other countries in the world where universities are
creatures of government provide ample illustrations for
this proposition. As I said, good academic institutions
and good work need a lot of breathing space.
I do not want to be misunderstood: My point is not
that universities should be a law unto themselves.
Rather, any assessment of what, in the public interest,
should be done with respect to universities needs to take
into consideration that universities themselves, to quote
Justice Frankfurter, are serving "the interest of
wise government and the peoples well being,"
they are a public service operating under very special
conditions.
You know that I easily get enamored of mixed
metaphors. Among my favorites are "We must not drop
anchor until we are out of the woods" and "The
future is an uncharted sea full of potholes." Their
dual metaphorical punch gives both of them great
rhetorical power. The other day, I came across one with a
triple punch that is highly appropriate for my theme of
not taking universities for granted: "If we
dont stop shearing the sheep that lay the golden
egg, we are going to pump it dry"!
III
"The true university, however old, must draw
together and reinvent itself every day. To put it
differently and to exaggerate only slightly, even after
100 yearsor, for that matter, 500 yearsthe
days of the university are always first
days." These two sentences are a quote from my
inaugural address and you have heard me repeat the leitmotiv
ad infinitum and, perhaps, ad nauseam. I have no doubt
that Stanford will remain committed to a continuous
reconsideration of its teaching, its scholarship, its
research, its institutional practices. I have certainly
found it to be that way in the eight years of my
presidency.
As concerns institutional practices, I should like to
single out three different matters today. The first is
affirmative action, the second internal decision-making,
and the third the impact of information technology on the
future of universities.
As you may recall, in 1995 I issued a statement in
support of affirmative action at Stanford. Affirmative
action involves some of the most difficult and complex
issues in our society. Reasonable people differ on what
it means, has meant, or ought to mean. I said then, and
repeat now, that it is of the greatest importance that
all those who participate in the debate refrain from
demonizing their opponents.
Affirmative action, as I said in 1995, does not
require, and does not mean, quotas or anything resembling
them. Neither under law nor our own aspirations is there
room for quotas, for categorical preferences, or for
appointing anybody other than the fully qualified.
Indeed, categorical preferment, according to an
increasing number of federal court decisions, violates
anti-discrimination laws.
Affirmative action is based on the judgment that a
policy of true equal opportunity needs to create
opportunities for members of historically
underrepresented groups to be drawn into various walks of
life from which they might otherwise be shut out.
Barriers continue to exist in society and, therefore,
affirmative action asks us to cast our net more widely to
broaden the competition and to engage in more active
efforts for locating and recruiting applicants.
When it comes to students, Stanford can be proud of
its student enrollment from ademographically
speakinggreat variety of backgrounds. We are
leaders, not followers. Even as to the still too small
number of minority Ph.Ds in mathematics, physical
sciences, and engineering we are fifth in the nation and
only one other private university, MIT, also ranks in the
top five. This very year, we have been recognized by an
award for our contribution.
Progress on the faculty side with respect to both
minorities and women, has been steady but slow.
There are many factors at work, not the least of which is
the low turnover rate in faculty billets and the very
small growth in the professoriate. Some of these factors,
such as the federally mandated abolition of mandatory
retirement, are not under our control. Nor do we control
the needs of often small departments in particular fields
of inquiry. However, the provosts office, through
the Faculty Incentive Fund, has made it possible for
departments to pursue an outstanding woman or minority
candidate who has been identified through the search
process but who does not happen to meet the particular
requirements of a given sub-field. Throughout her six
years as our provost, Professor Rice consistently
advocated that departments make use of this fund, which
they have, to the benefit of the university.
During my presidency and the service of provosts
Lieberman, Rice, and Hennessy, we have left no doubt
about the need to attract and be welcoming to women and
minorities. In response to the Committee on the Status of
Women that issued its report in 1993, Provost Rice
reorganized the Provosts Office to provide for
better oversight and attention to these matters. To the
extent to which I personally make appointments to
leadership positions, I have certainly cast my net in
atypical ways and, I believe, this has benefited the
overall quality of the universitys leadership team.
There has been no glass-ceiling.
In short, we should not lose sight of the progress we
have made: Over the past 10 years, the university has
doubled both the number of minorities and the number of
women on our faculty. Recent studies show that women
faculty at Stanford receive tenure at the same rate as
men and are paid equivalent salaries. Nevertheless,
there can be no doubt that we need to be ever vigilant
and attentive.
Maintaining and furthering one of the best
universities in the world is an incredibly delicate task.
I cannot be sure about all the answers to questions
involving affirmative action. All of us, on all sides of
the issue, are and will be open to criticism. The request
I have to make of those who would be critical is that
they also make the effort to understand the great
complexity of the issues.
I turn to other aspects of our academic
decision-making. We have done as much as possible to
maintain the university as a place of professionalism and
civility. In general, former Provost Rice and I worked
hard to make the universitys administration leaner,
less bureaucratic, more responsive. To some extent, we
succeeded, though not nearly enough.
I remain especially concerned about the workings of
the appointments process in some areas of the university.
We can have as many as eight layers of consideration and
review of a new appointment or a promotion decision (not
even counting appeals). Sometimes I wonder that we manage
to make any faculty appointments at all. As the market,
and it is not just the housing market, makes our
competitive situation worse, we should at least be nimble
and creative in the pursuit of faculty. I strongly
believe that we can be that without any sacrifice in
quality.
Demonstrating how much we want somebody, and being
nimble, will not solve Stanfords housing problem,
but it is all around a highly desirable approach to
appointment matters. Let us never take for granted that
somebody wants to come to Stanford, or needs to stay at
Stanford. Let us make sure that we are intellectually and
otherwise as supportive as possible of new and continuing
faculty: women, men, minorities, young faculty, newly
tenured faculty, more senior faculty. And when I say
"supportive" I mean listening, giving critical
feedback, not being indifferent.
The most important administrative unit in the
university is not the large school, is not the Office of
President and Provost, it is the department or its
equivalent. And, I believe, that one of the most
important leadership positions is the departmental chair.
Departments need to make sure that they are welcoming,
uninhibited, robust, stimulating, interactive, and
interdisciplinary intellectual communities. In the last
few years, the university has taken steps to give greater
recognition to the crucial role of department chairs,
but, in some areas, we have a long way to go. We must
always remind ourselves that universities are unique
organizations in our society. They are basically run from
the "bottom up," rather than from the "top
down." The power to initiate is primarily in the
hands of the faculty and exercised most frequently at the
level of the department. The deans, provost and president
have responsibility for quality control, but otherwise
are primarily facilitators.
I take up a third matter involving the need for
continuous reconsideration of our practices. One of the
most perplexing questions concerning the coming
"first days" is what impact information
technology will and should have on our institutional
existence. As early as seven years ago, Forbes
opined, in the present tense: "Colleges and
universities as we know them are obsolete"
[my emphasis].
Before we agree, it makes sense to differentiate among
the various roles universities play. One can distinguish
at least nine tasks that universities perform. (1)
Knowledge assessment and creation; (2) assessing and
reviewing those who have the capacity to become and be
scholars; (3) education and professional training; (4)
knowledge transfer; (5) credentialing; (6) social
integration; (7) the collegiate rite of passage to
adulthood; (8) providing a place for
"networking"; and (9) fostering a worldwide
community of scholars.
When you look at the university this way, it is hard
to believe that all of these functions can and will
migrate to cyberspace. Some, however, or portions of
some, have already done so or will do so in the future.
There will also be some substitution of distance learning
for in-residence education. We should not only be
prepared for this, but we should assume that Stanford
itself will be a player in cyberspace. This is why, in
1994, I asked Professor John Etchemendy to head a
Commission on Technology in Teaching and Learning whose
main result has been the Stanford Learning Lab. To get
Stanfords response right, more of us will have to
pay much attention over the next few years. There are
great opportunities for technology supported improvements
in teaching and learning, including on our own campus and
in cooperation with others. We need to experiment.
In that spirit, we have been meeting with
representatives of Princeton and Yale to discuss the
growing interest in distance learning and Web-based
educational programs in the arts and sciences. Our
initial discussions have focused on continuing education
for our alumni. The discussions have included
consideration of some form of joint effort among our
institutions. We will, of course, consult widely with
faculty members before undertaking such collaborative
projects. But we must not be complacent and we must seize
opportunities that are consistent with Stanfords
educational and research priorities.
I am concerned about complacency, but I am also
concerned about more far-reaching implications of the
revolution. It is possible that commercial providers of
on-line educational services will skim off what for them
is profitable and will leave the universities with
everything that is expensive in education and research.
Since, as I never tire of saying, research and teaching
have a dialectical relationship, it would be tragic for
both if the two core aspects of the university became
more separated. Therefore, we need to be articulate about
that relationship, in particular at our leading research
intensive universities.
Unless universities make the case for their work in
its entirety and pursue it rigorously and efficiently,
the world may develop new approaches that it will
consider adequate substitutes, even though we may not
think of them as, and they may in fact not be, adequate.
In his book The New New Thing Michael Lewis
writes that "the business of creating and foisting
new technology upon others that goes on in Silicon Valley
is near the core of the American experience. . . . The
United States obviously occupies a strange place in the
world. It is the capital of innovation, of material
prosperity, of a certain kind of energy, of certain kinds
of freedom, and of transience. Silicon Valley is to the
United States what the United States is to the rest of
the world."
It is tempting to add that if Silicon Valley is to the
United States what the United States is to the rest of
the world, then Stanford is to Silicon Valley what
Silicon Valley is to the United States. It is, as I said,
tempting, but the temptation should be resisted. To say
so would be a facile elaboration but wrong. While Silicon
Valley may be Stanfords offspring, and therefore it
stands to reason that the two share some characteristics,
the university is not a "capital of
transience." Quite to the contrary, it is our
responsibility to be concerned with fundamentals,
including traditions and basic aspects of the human
condition. It is our responsibility to take the long view
of everything. Yes, we are a source of innovation; yes,
we ourselves are open to change. Our commitment, however,
is to the search to know, to the pursuit of truth, even
though we realize, with Robert Musil, that the
"truth is not a crystal that can be slipped into
ones pocket, but an endless current into which one
falls headlong." As "the new new thing"
dominates the academys environment, the academy
must not forget that the search to know is also
necessarily concerned with the human condition since time
immemorial.
IV
There were five reasons why I chose Die Luft der
Freiheit weht, Stanfords
motto, as the centerpiece of my inaugural address. First,
it made it possible for me to explain why a person with
my background and accent had been appointed as
Stanfords ninth president: After eight presidents
doing a poor job of pronouncing Stanfords motto,
the Board of Trustees wanted finally somebody who could
cope with it. Second, it made it possible for me to
explain, in a nutshell, something about David Starr
Jordan, our founding president, and the intellectual
origins of our university. Third, it made it possible for
me to stress freedom of inquiry. Fourth, it made it
possible for me to remind us that Stanfords history
as an institution is an inspiring denominator that
provides a common identity for those who graduated many
decades ago, those who have been members of the faculty
or staff for a long period of time and those who, like
the freshmen and I, were newcomers. Fifth, it made it
possible for me to tell a story about our mottos
author that connects the university to humanism and the
Renaissance. A few months later, in a Founders Day
talk at Memorial Church, I made the Hutten story a more
complex one. In short, my inaugural address, through
subject matter and style, gave emphasis to the
humanities.
Why? Certainly not because I wanted to distance myself
from the sciences. I am married to a medical scientist
and, in my provostial years at the University of Chicago,
I had very much gotten caught up in the scientific
enterprise. However, as we at Stanford pursue new
knowledge, as we are entrepreneurial, we must also assure
that our world does not get flatter and paler, that the
layered quality of life remains part of our life.
I quote from a just published book of our colleague
Karol Berger, of the music faculty: "We need images
and representations, we need above all stories to give
ourselves an identity and to give our existence a depth
of significance. Without representations of history and
art with which to compare our own experiences, our world
would be appallingly flat, one-dimensional, and
impoverished, the world deserving Henry Jamess
bleak characterization . . .: what you see is not
only what you get, it is all there is."
The Presidential Lectures and Symposia in the Arts and
Humanities, directed with broadmindedness and great
enthusiasm by Professor Gumbrecht, meant to make the
universitys commitment to the arts and humanities
more visible, to bring together faculty and students from
all parts of the institution, and to change the
perception of the role of the arts and humanities at
Stanford. These tasks obviously have not been completed
and I have therefore made a new grant, this time to the
Stanford Humanities Center, for three more years of
presidential lectures and symposia.
In addition, supported in part by the Mellon
Foundation, I shall provide endowment funds to create
fifth year dissertation fellowships in the humanities so
that by the academic year 2002-03 we will have added 20
such fellowships. Finally, to ensure a critical mass in
those departments hardest hit by the small number of full
fellowships currently available, the Provost and I will
offer a modest number of tuition-only fellowships in the
humanities and social sciences. Departments would be
expected to fund the stipend going to a students
living expenses through gifts or other local resources.
These fellowships will be available to students who are
presently being recruited for the coming academic year.
One important way to increase the visibility of the
arts in particular has been architecture. At the
dedication of the Cantor Center for Visual Arts a year
ago, I said: "The world often forgets that the
visual art that we are most exposed to on a daily basis
is architecture. It has the wonderful, but also
frequently distressing quality of being
inescapable." This is why competitive architectural
design is so important in the exercise of good
stewardship at our universitymaintaining the
physical endowment that has been handed down to us and,
then, renewing it as needed to meet the changing nature
of teaching, learning, and research, but also aesthetics.
While the Latin proverb says there is no disputing about
taste, the Latin proverb is wrong. Aesthetics are an
appropriate subject for debate, especially on campuses.
It would be sad indeed if the university stopped striving
for beauty (and the dignity that our founders hoped for)
in a contemporary vocabulary.
V
At the press conference at which my decision to step
down was made public I was asked about my greatest
satisfactions and dissatisfactions as president. On the
positive side I responded with something like the
following list, distinguishing between "first
order" satisfactions and "second order"
ones. I stressed how much pleasure Stanfords
overall vitality and good spirits gave me. I then turned
to the universitys clear focus on teaching,
learning, and research for both undergraduate students
and graduate students; to Stanford Introductory Studies;
to Stanford Graduate Fellowships; to the appearance and
restoration of the campus; and the participation rate in
the Senior Class Gift that rose from 8% in 1993 to 76% in
1999. As second order satisfactions I spoke about the
integration of the Stanford Alumni Association into the
university and the fact that with the Sand Hill Road
agreements between Stanford and the City of Palo Alto and
the subsequent 1997 referendum, we were able to take the
first stab at the housing shortage.
A couple of months ago, I received a lengthy letter
from an 83-year-old alumnus who commented on my annual
summer letter to the alumni. His letter was colorful and
had many striking formulations. I quote a paragraph from
it that was critical: "Your letter reminds me
somewhat of the U.S. Presidents annual State of the
Union speech in which a rosy picture of the nation is
always presented. You dont mention Stanfords
astronomical tuition, the fiasco of the union of the
short-lived joint venture with the University of
California at San Francisco or the bloated state of
Stanfords endowment fund and the vast income it
accrues."
May this serve as an introduction to my
disappointments. As to tuition, my disappointment has
been that wages and housing prices in the San Francisco
Bay Area have taken their toll. While tuition at almost
all universities has continued to rise, what is
satisfying is that Stanford also continues to assure the
accessibility of a Stanford education to all those who
are admitted and that the amount families of students who
receive financial aid are asked to pay will not increase
as long as the familys financial capability will
not increase. After financial aid has been taken into
consideration and divided by the total number of
undergraduates, Stanfords "average
tuition" remains just below $15,000not
"astronomical" in light of the opportunities we
open for our students and the fact that we are truly one
of the best universities in the world.
As to the letter-writers second point, the
"short-lived joint venture" with UCSF, there
can be no doubt that nothing has been more difficult,
more disturbing, and more disappointing in these eight
years than the pursuit and the failure of our effort to
be bold in dealing with market conditions and
governmental policies that strongly disfavor academic
medical centers.
I turn to the letters third point about the
"bloated state of Stanfords endowment fund and
the vast income it accrues." Among my greatest
disappointments has been my inability to make people
understand, in spite of incessant efforts on my part,
that Stanford is not a rich institution given all the
good work it does. While the overall performance of the
economy since the end of our Centennial Campaign, a
first-rate development office, and, by any standard, very
successful fundraising have helped boost the
universitys endowment, income from endowment still
covered only 16% of the universitys operating
expenses in 1998-99. In a recent comparison of private
universities, Stanford was ranked number 21 in
terms of endowment value per student.
VI
In 1994, I wrote a magazine column in which I asked
whether Stanford had become a "culture of
niches" with associated activities often elevated
above our core academic pursuits. I had entitled the
column "Sideshows and the Main Tent," adopting
the theme of a president of Princeton, Woodrow Wilson,
who led that university from 1902 to 1910 and who even
then worried whether the sideshows at the university
threatened to overcome the attractions of the main tent.
I do not think I delude myself in my belief that over
the last few years the number of those who join in
engaging and supporting Stanford as a whole has
increased. But here, too, we need to assure with
vigilance that we do not stand still. I certainly owe
much to many in my efforts to concern myself with
virtually every aspect of the university, from
undergraduate to graduate, from classics to
bioengineering, from strengthening the generational
bridges to strengthening the financial foundations of the
common enterprise.
Nothing that the university has accomplished in the
first decade of Stanfords second century could have
been done without the often unstinting collaboration of a
great number of people: provosts, faculty, deans, chairs,
students, trustees, senior officers, the staff, alumni,
parents, and local, national, and worldwide friends. The
university is much indebted to many for their strong
commitment to the support of Stanfords core mission
of teaching, learning, and research. On behalf of the
present generation and on behalf of future Stanford
generations, I thank all of them. Together we have done
much to bring the cause of the university forward.
In 1992, I concluded my inaugural address by quoting
two lines from a poem by Hutten entitled
"Huttens Song." When David Starr Jordan
decided to leave the Midwest to come to Stanford, he used
these lines in a letter to his mentor, Andrew Dickson
White, then president of Cornell:
With open eyes I have dared it,
And cherish no regret . . .
When one is married "I" actually means
"we." I could not have come without
Reginas willingness to move, though our move was
greatly disruptive for her research, teaching, clinical
activities, relationshipsin short all aspects of
her life. I could not have survived, especially the early
years, without her steady support. In addition to
maintaining a full-time academic career, she also took on
the many responsibilities that befall a university
presidents spouse. I thank Regina on my own behalf
and, if I may, on behalf of the university. We dared it
and "cherish no regret."
Thank you for your patience!
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