
Issue of
October 13, 1999
 

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Who Needs a Library
Anyway?
This is the text of President
Gerhard Caspers remarks to the Stanford community
at the dedication of the Bing Wing of the Cecil H. Green
Library on October 12, 1999.
One of the great figures
of the European Enlightenment of the 18th century, Georg
Christoph Lichtenberg, professor of mathematics and
physics at Göttingen, once commented: "One can
hardly imagine more curious merchandise than books.
Printed by people who do not understand them; sold by
people who do not understand them; [catalogued and
purloined by people who do not understand them --no, this
one I made up for the occasion] bound, reviewed
and read by people who do not understand them; and to top
it all, written by people who do not understand
them."
I am not suggesting that,
a century later, Jane and Leland Stanford were equally
perplexed when it came to this "curious
merchandise." But, let us face it: Our Founders did
not make a library, or books, their top priority. Sen.
Stanford, in a communication to President David Starr
Jordan, thought that, as a nucleus, a library "such
as a gentleman would have for his own use" would be
sufficient. In this suggestion it is not the masculine
reference that is surprising. Rather, one wonders about
the peculiarity of the concept "gentleman's
library" in relation to the task at hand --the
formation of a university library.
One explanation is
possibly found in the fact that, approximately up to the
time when our university was conceived, large university
libraries were the exception. As late as 1893, 43 percent
of college students in the United States had access to
college libraries with fewer than 5,000 volumes, 83
percent to libraries with fewer than 25,000 volumes. All
of this began to change dramatically in the last quarter
of the 19th century. Until then, of course, students were
generally not expected to do research but to study from a
small number of standard textbooks.
At the time of its
founding in 1737, the University of Göttingen, where
Lichtenberg was a professor, recruited faculty in part on
the basis of what was known about their personal library
holdings. Students had access to these professorial
collections if necessary. Likewise, at Stanford, more
than 150 years later, John Casper Branner, the geologist,
and later president, arrived on the Farm with a
"freight-car" of books, which constituted his
personal library that he then opened to student use.
Another explanation for
the reference to a "gentleman's library" may
lie in the dollar amount Leland Stanford had in mind for
books: $4,000 to $5,000. Indeed, how much money to
allocate to book purchases remained a sore point for
years to come in the relationship between the Founders
and Jordan. The latter considered a great library the
most important element in creating a great university.
By contrast with the more
modest ambitions of our founders, Thomas Jefferson's
plans for the University of Virginia earlier in the 19th
century estimated the cost of books for his new library,
even then, at more than $24,000. Of course, Jefferson was
notorious for not being overly concerned with budgets
when it came to matters he cared about, such as books or
wine. In the summer of 1824, Jefferson spent four hours a
day for two months preparing a catalogue of books for the
library of the planned University of Virginia, and the
list ran to almost 7,000 volumes. This was roughly the
number of books that the former president had sold to
Congress in 1815 for about the same amount of money.
Jefferson's books formed the foundation for the Library
of Congress that has since grown ever so slightly to 29
million volumes, making it the biggest library in the
world.
Of course, Jefferson's
interest in libraries was not confined to the books
themselves; it also embraced the question of how to house
them. As concerns the library building, Jefferson found
his inspiration for it in the Roman Pantheon and
considered what became known as the Rotunda essential to
give unity and consolidation to the academical village.
Paul Turner has commented: "This was clearly an
expression of Jefferson's aspiration to create a true
university, where research played a role it never had in
the traditional American college. For the first time on
an American campus, the central focus was the
library."
If Leland Stanford's
differences with Jefferson's outlook were largely fiscal,
Jane Stanford's were of a more spiritual nature. She
believed that education, to serve any good purpose, must
have "intelligent guidance," which was to be
found in the church, not the library. And, in her
cosmology of the Stanford universe, the church was
followed by the museum in terms of importance. In 1902,
Mrs. Stanford wrote President Wheeler of the University
of California that she considered the church "the
Kohinoor in the setting of the entire institution."
I must confess that the term "Kohinoor" stymied
me. The British crown jewels, especially this diamond
from India, have not been part of my upbringing nor is it
easy to learn about the Kohinoor by osmosis. Thus I went
to the Oxford English Dictionary to look up the
word. I did so "online" --a subject to which I
shall return.
From a librarian's point
of view, Mrs. Stanford did redeem herself just
before her death in 1905. In the address she had written
that year for the laying of the cornerstone for the
library building that vanished a year later in the
earthquake of 1906, she explained that, in 1899, she had
conveyed her "diamonds, rubies, emeralds and other
precious stones" to the trustees to be used for the
completion of the Memorial Church if necessary --when she
referred to the church as "the Kohinoor," she
apparently meant it quite literally. With the completion
of the church in 1903 --the jewels were not any longer
needed as a backstop --she directed the trustees to sell
the jewels after her death and use the proceeds as an
endowment fund for the library to be known as the
"Jewel Fund." The endowment exists to this
date, with a present value of $751,249.89. For any book
lover, the metamorphosis from jewels to books is
delightful.
Let me return to the
question of the location of the library on our campus. As
Paul Turner has shown, Olmsted and Coolidge had proposed
a layout for the campus that the Stanfords rejected.
According to the architects, the north-south axis was to
have an unimpeded vista and the church was to be on the
western side of the Main Quad. The Stanfords, instead,
insisted on Palm Drive leading north-south to a memorial
arch as the main campus entrance and on the church as the
visual end point. This resplendent Beaux Arts arrangement
made the university chapel all important and any library
a wholly secondary element.
Indeed, until 1919 the
university library was not, in a major way, a distinct,
visible aspect of our campus. Initially and temporarily
housed in a room of Building 1 on the Main Quad, the
library, in 1900, occupied the first building of the
Outer Quad and was named for the Senator's brother, the
"Australian" Stanford, Thomas Welton Stanford.
At present, that building houses the Political Science
Department and, in a change fraught with symbolism, will
in the future become the Wallenberg Center for Global
Learning.
Given the growth rates of
the collection at the turn of the century, space needs
were felt so intensely that, only a few years after the
opening of the Thomas Welton Stanford Library in the year
1900, a new large library, designed to accommodate future
growth, was commissioned to take its place. It was not to
be part of the existing or any future quadrangles.
Instead, it rose outside the Main and Outer Quads in
approximately the space now occupied by the Graduate
School of Business. The 1906 San Francisco earthquake
demolished the new structure before it could be
dedicated. It is said that we should consider its demise
a blessing since the building would have turned out to be
mostly dysfunctional. The university librarian of the
time was never consulted about the program nor even shown
the plans.
The building whose
restoration we celebrate today, 80 years after it opened
in 1919, represented an attempted return to the original
plan for campus expansion: quadrangles east and west of
the Main Quad.
From the beginning,
university officials and trustees had high hopes for this
new library and there was much discussion about the
appropriate architect. In making one recommendation to
the Board of Trustees, John K. Branner, the
architecturally trained son of Stanford's president, John
Casper Branner, noted that Stanford would do well to hire
the best possible architect from the East. "Unlike
painters and sculptors, the best architects charge no
more than the mediocre ones," Branner wrote. Alas, I
must report to you that this professional inequity no
longer exists.
Eventually a San Francisco
firm was settled upon. The architects of what many of you
know as the "old Main Library," Bakewell &
Brown, stated that in designing a second quadrangle it
was felt that the transverse axis of the first, that is,
the west-east axis on which we are located this
afternoon, should be preserved and emphasized. "Thus
the library was placed in such a position as to terminate
west-east this cross vista in the same way the Church
terminates the vista of the central axis." In short,
the university library was at last located in a way that
wove it prominently into the fabric of the campus. And,
as we have finally, this year, added a science and
engineering quadrangle west of the Main Quad, what
Bakewell & Brown called the "transverse
axis" has become even more significant and,
consequently, this large-scale, fairly massive building
as its eastern terminus has acquired yet greater
architectural force.
For complex reasons, a
genuine library quadrangle was in the end not
accomplished. However, while we did not get a library
quad, we certainly do have a library "region"
with the Cecil H. Green Library, the Meyer Library and
Hoover as its main components. The Hoover Tower, for the
archival and book collections of the Hoover Library on
War, Revolution and Peace, was dedicated in 1941. The J.
Henry Meyer Memorial Library opened its doors to
undergraduates in 1966. An addition to the Main Library,
Green East, provided for by President Richard Lyman and
opened in 1980, roughly doubled its floor space and book
capacity. Imagine the situation we would have found
ourselves in after Loma Prieta, only nine years after the
dedication of Green East, had this addition not been
built. A generous gift for the enlargement by Cecil
Green, a nonalumnus, led to naming the entire main
library the Cecil H. Green Library.
Beginning with its
reopening today, the old Main Library, which in the
vernacular had become "Green West," will be
known as the "Bing Wing of the Green Library."
The Bing Wing represents --I apologize: I cannot resist
the temptation --one of Peter and Helen Bing's many
Stanford flings. An "Uncommon Man" and uncommon
supporter of his alma mater, Peter has been a major donor
for the library restoration. Helen and Peter have made
their benevolent presence felt in almost all activities
of the university. Peter is also Cecil Green's friend.
The lead gift, and the first substantial response to my
pleas for help with the library restoration, came from
Mel Lane, who had earlier led the Memorial Church
restoration effort --thus preserving Jane Stanford's
priorities. It goes without saying that he had Joan
Lane's support. Other friends of the university who have
contributed in major ways to the library restoration are
Charles and Nancy Munger and Greg and Dion Peterson. To
them, and all other contributors, our deep gratitude.
This project has posed
extraordinary challenges. When I first came to the
university in 1992, the damage to the 1919 building had
been assessed (alas, the consultants were proven wrong
once construction began: the damage was considerably
greater than first understood), FEMA assistance had been
applied for and we were wondering how to pay for the
rest. The costs had been projected to be high (they
turned out to be much higher than thought). I began to
wonder whether FEMA contributions to a restoration effort
notwithstanding, we would not be better off if we
demolished the building and started from scratch with a
truly modern library. I placed a hold on the project and
asked for a new cost-benefit analysis. In the end, we
decided to proceed with restoration. There were strong
historical preservation arguments. Also, the university's
overall financial situation was so strained that FEMA
support was essential. Thanks largely to the personal
involvement and the care of Michael Keller, the
University Librarian; Kären Nagy, his deputy; and many
other members of the library staff, we may now celebrate
an achievement that is beautiful and as miraculous as the
restoration of many historic buildings in Europe after
the destruction of World War II. Indeed, when all the
necessary tearing down and opening up had occurred, this
library reminded me of the bombed-out buildings of my
Hamburg childhood.
The question we did not
ask in 1992 was whether the building simply should have
been demolished and not replaced at all. We assumed that
the need was clearly there. Were we right? Who --in
particular, in this day and age --needs another library
anyway? What did we need libraries for in the past? These
are questions I should like to take up in the remainder
of my remarks.
While the digital world
has expanded at a dizzying speed since 1992, even in
those ancient days seven years ago, when I came to
Stanford, electronic alternatives to libraries were
already well established and heavily used by, for
instance, the legal profession. Since then, the
information and knowledge resources available on the
World Wide Web have become "lowercase-c"
catholic --some of it pretty low indeed.
Catalogs of the library
holdings of many universities are available to
researchers without the necessity of undertaking a
physical trip to those libraries. Today, data banks with
scientific, demographic, economic and political
information are accessible worldwide, as are legal
decisions, not to mention newspapers. Increasingly,
complete texts from world literature can be consulted
online, as can be scholarly journals and preprints.
Entire archives are being created worldwide: Government
documents can be found in their entirety, photos can be
reproduced, film and audio material can be downloaded.
Because these data bases can be searched with great
specificity and because links to relevant sites and
documents are easily created and accessed, there are
possibilities for research that, not long ago, could not
even be dreamed of. I shall return to this latter point
in a moment. The web is wonderfully unlimited, robust and
wide open, catholic and chaotic. It has no physical
location and, other than for its servers, it needs
virtually no space.
Furthermore, let me remind
you that, as to storage, another area of revolutionary
change, nanotechnology, is proceeding to bring us closer
to the time when we may see the realization of Richard
Feynman's prediction of 1959 that all of the information
that man has accumulated in all the books in the world
can be written "in a cube of material one
two-hundredth of an inch wide --which is the barest piece
of dust that can be made out by the human eye."
Feynman's famous talk was titled "There's Plenty
of Room at the Bottom."
As far as I am concerned,
I have little doubt that, before long, the university
library, as we still assume it today, will experience
extraordinary challenges. We are in a transformation
period. As you may have inferred from my earlier
reference, I prefer the online version of the Oxford
English Dictionary to its paper embodiment. Indeed,
there is a most powerful reason for that preference --I
do not even own either of the two paper versions and why
should I waste time going to the library, as I used to,
to look up a word. The next edition of the OED,
we are told, may be available only electronically.
The search, and that
means, research capacity that has come with the digital
storage of information is already offering us
extraordinary opportunities. I am not just referring to
instantaneous availability of information, search speed,
links, hypertext, computing capacity and the like. The
electronic medium makes possible, even in areas of
traditional humanities scholarship, a thoroughness that
was previously unattainable. To coin a phrase: The medium
is the method.
I should like to give one
illustration that has affected me personally. Two years
ago, I published a book on separation of powers practices
in the federal government during the last decade of the
18th century. The book captured research that I had done
off and on over a decade or so working primarily with
paper volumes of the Annals of Congress. I was
fortunate in that at Chicago and Stanford I had access to
research libraries that owned this multivolume title. In
order to get at the substantive content of the
congressional debates that I was examining, I had no
choice but, day after day, to work my way through the
sessions of Congress. This material that occupies
considerable shelf space is now available online through
the Library of Congress to any person anywhere in the
world. Its content can be searched systematically and
meticulously in a manner that, even with quirks, I
believe surpasses leafing through in reliability. This is
an important point. Digital library resources, including
in the humanities, do not only provide virtual storage
but enable us to pursue research methods that were not as
practical or thorough in other media; they were not
really "available."
So, where are we going
with the library as a system for selecting, organizing
and managing information and knowledge according to the
special needs of its users? I ask your indulgence for an
illustrative historical excursion. Two months ago, in the
Southern Peruvian town of Arequipa, I came across a
library whose classification system struck me as
eminently suited for its users --Franciscan monks.
The Franciscan convent, La Recoleta, which dates back to
1648, has a library that contains about 30,000 volumes.
Labels, in Latin, clearly mark the shelves. For instance:
Hagiography, Franciscanism, Catechism, Mariology,
Science, Church History, Secular History, or --I switch
to Latin --Theologia Moralis et Pastoralis, Mystica et
Ascetica, and then --behind locks but clearly visible
--the most useful of all categories: Prohibita
--prohibited books. It gave me great satisfaction to
learn that the Franciscans knew what they needed most
among prohibited books: all volumes of Diderot's Encyclopédie,
the embodiment of the rationalist, secular aspects of the
Enlightenment, in an 1807 edition.
James J. O'Donnell, in his
recent book Avatars of the Word, contrasts the
library as a well-ordered institution with
"infochaos" on the web:
The vital
difference between present and future practices will
be that the forms of organization of knowledge in
electronic media do not resemble those of the
traditional codex book. . . . Where the library has
traditionally been one of the few such enterprises
cooperating (if sometimes at arm's length) with a
finite community of publishers (and thus both
together functioning as gatekeepers on a limited set
of narrow information pathways from authors to
readers), a community is now growing where there will
be as many publishers as readers. The possibility of
even imagining totality in such a world rapidly
disintegrates. What would be the contents of the
electronic virtual library? Everything? Every what?
Just to ask the question makes it suddenly obvious
that one of the most valuable functions of the
traditional library has not been its inclusivity but
its exclusivity, its discerning judgment that keeps
out as many things as it keeps in.
As to inclusivity and
exclusivity, you recall that Feynman wanted to store
"all the books in the world" in his nanocube.
The goal to collect "the books of all the peoples of
the world" in one library had been pursued as early
as at the beginning of the third century B.C. by the
Ptolemy kings of Egypt for the Museum library in
Alexandria. Ptolemy II Philadelphus supposedly composed a
letter to all the rulers on earth imploring them to send
him works by authors of every kind. The Ptolemies not
only wanted to collect all books but also translate those
in other languages into Greek. The most famous example of
the latter is the Septuagint translation of the Hebrew
Bible by allegedly 70 scholars at the Museum in
Alexandria. And then, at Alexandria, there was
Kallimachos, the poet and cataloguer, who divided authors
into classes, such as rhetoric or philosophy or law, and
arranged them alphabetically within classes providing
biographical data and lists of titles. Hundreds of
thousands of scrolls were well ordered.
The Alexandrian temple of
the Muses, the Museum, located within the confines of the
royal palace, was not only a place where scholars worked
on philosophical, scientific and literary problems, but
it was also a place where Hellenistic civilization
attempted to understand the cultures and identities of
the peoples whom the Alexandrians ruled. Therefore the
effort to build a universal library, therefore the
translation enterprise. While Greek in language, customs
and self-understanding, Hellenism had a truly global
aspect and desired greater knowledge about the non-Greek
world.
In that sense it was the
first time in world history that inclusivity became part
of the intellectual agenda. In the last 2,000 years, we
have waxed and waned in that respect, though, at the turn
to the third millennium, there can be no question that
inclusivity is here to stay and that the new digital
medium may finally help us secure the Alexandrian ideal,
if in a version that incorporates misaligned miscellanies
of a numbing variety, a kaleidoscopic virtual marketplace
of goods, services and ideas.
While it is clear that in
this virtual world we will continue to need
"librarians" as managers to provide
navigational aids and comfort, what about libraries as
physical spaces?
Even the most futuristic
of thinkers would have to admit that we are likely to
have physical libraries and paper books for decades to
come. We are far from the point where everything we need
is on the web or where the web is the preferred method of
distributing and receiving knowledge. Also, navigation
devices remain primitive, the mapping function
rudimentary.
You will be much relieved
to learn that we do, indeed, need the Bing Wing. It will
not only bring 1 million of Stanford's 7 million volumes
back to the main campus and provide a central place for
rare books, manuscripts and archives, but it will refer
students and faculty to the subject specialists and
curators in the two resource centers for humanities and
area studies, on the one hand, and the social sciences,
on the other, that will be located in the Bing Wing. As a
sign of the digital future, these traditional functions
will be supplemented by humanities digital information
services and by a social sciences data center. Power and
telecommunication links will be available at the places
of study. In short, the Bing Wing comprehends two worlds,
the old world of printing and the new world of
digitization. It will be --to quote, in this year of his
250th birthday, Goethe's metaphor for a library --"a
large capital that quietly pays incalculable
interest."
Also, and perhaps even
more important, it will restore to our students a place
of relative solitude, a place for reading, not
deciphering, a place where there can be, as Professor
[Hans U.] Gumbrecht [the Albert Guerard Professor of
Literature] put it recently, joyful and painful
oscillation between losing and regaining intellectual
control or orientation in relation to intellectual
complexity. This Romanesque library is a powerful
reminder of the need not only to be "with it,"
but also to be "away from it." I may quote
Jacques Barzun: "Making research profitable and
ecumenical has brought about a damaging shrinking of time
within the university. Time now flows there at the same
rate as outside, which accounts for the pressure and
strain that every academic denizen groans under. . . .
Good work takes time, not alone for reflection but also
for non-purposive reading." The Bing Wing will
provide, I hope, a sense of time regained.
Will "joyful and
painful oscillation" in the face of the books and
knowledge of the world make better people of us? Will the
library provide, to use Jane Stanford's expression,
"intelligent guidance"? To some extent, I think
Mrs. Stanford was right to be skeptical. Harold Bloom, in
his recent book, The Western Canon, with the
subtitle The Books and Schools of the Ages, has
made the point powerfully, indeed too powerfully, with
respect to Western writers. His argument is equally
applicable to a canon that would have a Ptolemaic,
worldwide reach. I quote:
The West's greatest
writers are subversive of all values, both ours and
their own. Scholars who urge us to find the source of
our morality and our politics in Plato, or in Isaiah,
are out of touch with the social reality in which we
live. If we read the Western Canon in order to form
our social, political or personal moral values, I
firmly believe we will become monsters of selfishness
and exploitation. . . . Reading deeply in the Canon
will not make one a better or worse person, a more
useful or more harmful citizen. . . . All that the
Western Canon can bring one is the proper use of
one's own solitude, that solitude whose final form is
one's confrontation with one's own mortality.
I am inclined to agree
with Harold Bloom in a qualified way, to say "yes,
but . . .". The "but" is not so much
addressed to Bloom as to the more general question
whether "intelligent guidance" can be found in
the university library. In this I am not only referring
to canonical texts, but to the university's work in its
entirety, as supported by our libraries.
If anybody were to do
something that I firmly advise against --read, in one
sitting, all the 516 speeches that I have given so far
since becoming president of Stanford, beginning with the
Inaugural Address of October 2, 1992 --that person would
quickly make a shocking discovery: In writing a speech, I
frequently borrow from an earlier one. If I were a
composer or a novelist, these self-plagiarisms might be
called leitmotivs --which, indeed, they are.
Thus permit me to repeat,
with all the passion of which I am capable, a theme that
you may view as trite but that I believe bears --how do I
put it? --repeated repetition as a leitmotiv.
Universities and their
libraries "are the custodian not only of the many
cultures of man, but of the rational process
itself," as another university president, my friend
Edward Levi, once said. Guarding the rational process is
the Western university's major contribution to
civilization. The commitment to, and practice of,
reasoning clearly is what we must uphold. In that this is
a commitment to search for "intelligent
guidance," it is also a normative, a moral
commitment. It is a demanding one. The search to know
--the search for truth --has always been characterized by
the need to doubt, the need to be critical, including
being self-critical: looking not just for the evidence,
but for the counterevidence as well. The holdings of the
university library --paper, object and digital --are one
of the means by which the university performs its role as
the custodian of that rational process.
As you may recall, Aldous
Huxley, in the novel Brave New World imagined
infants who would be conditioned so that they grew up
with a hatred of books because otherwise "there was
always the risk of their reading something which might
undesirably decondition" the Pavlovian reflexes that
had been instilled in them.
May many reflexes be
deconditioned in the Bing Wing by means of the joyful and
painful oscillation. SR
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