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June 16, 1999


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Faculty Senate minutes

TO THE MEMBERS OF THE ACADEMIC COUNCIL THIRTY-FIRST SENATE Report No. 13

SUMMARY OF ACTIONS, JUNE 10

At its meeting of Thursday, June 10, 1999, the Senate of the Academic Council heard reports and took the following actions:

1. By unanimous voice vote, conferred baccalaureate degrees on the Spring Quarter candidates listed in Senate Document #4973, as recommended by the Committee on Academic Appraisal and Achievement. Also by unanimous voice vote, conferred the various advanced degrees on the Spring Quarter candidates listed in Senate Document #4974, as recommended by the Committee on Graduate Studies.

2. By unanimous voice vote, authorized the Steering Committee of the Applied Linguistics Ph.D. Minor to nominate candidates for the Ph.D. minor in Applied Linguistics for an initial term of five years, from September 1, 1999 through August 31, 2004.

SUSAN W. SCHOFIELD

Academic Secretary to the University

MINUTES, JUNE 10

Call to Order

Chair Brad Efron called the Senate to order at 3:21 p.m. There were 41 voting members, 12 ex-officio members, and several guests in attendance.

Approval of Minutes

The minutes of the May 27, 1999 meeting of Senate XXXI of the Academic Council (SenD#4971) were approved, with minor corrections noted by the Academic Secretary.

Action Calendar: Conferral of Degrees

The Senate, by unanimous voice vote, conferred baccalaureate degrees on the Spring Quarter candidates listed in Senate Document #4973, as recommended by the Committee on Academic Appraisal and Achievement. Also by unanimous voice vote, the Senate conferred the various advanced degrees on the Spring Quarter candidates listed in Senate Document #4974, as recommended by the Committee on Graduate Studies. The Registrar acknowledged that the candidates for the Master of Liberal Arts degree had been inadvertently omitted and would be added to the list.

Memorial Resolutions

The Chair recognized Professor Charles Prescott to present a memorial statement in honor of Joseph Ballam, on behalf of a committee consisting of Professors Wolfgang Panofsky, Sidney Drell, and David Leith. [The full text of the resolution was included in Senate packets and will be published in the Stanford Report.] Following the memorial statement, members of the Senate stood for the traditional moment of silence.

Joseph Ballam, Emeritus Professor at the Stanford Linear Accelerator Center and the founding Associate Director of SLAC's Research Division, died December 14, 1997 at the age of 80. He served Stanford for 26 years until his retirement in 1987. He received his B.S. in Physics in 1935 from the University of Michigan and worked during World War II on naval problems such as underwater mine sweeping and infrared signaling devices. He did his Ph.D. work in cosmic rays at U. C. Berkeley and then held professorial positions at Princeton University and Michigan State University. When SLAC was authorized in 1961, Ballam was persuaded to join the senior technical staff as an associate professor and he participated in the early planning of the experimental program. Ballam executed brilliantly the multiple roles of directing the construction of a wide variety of advanced particle detectors, developing the SLAC laboratory research program, and leading his own research. In the latter role, he initiated a vigorous double-headed hydrogen bubble chamber program. With the advent of colliding beam physics at SLAC, Ballam joined the MARK II detector group. Even after retirement, he continued to participate personally in several aspects of SLAC's research. He had the rare gift of gaining the respect, admiration, and warm affection of his colleagues even as he made the necessary tough decisions as SLAC's founding Associate Director for Research. He retained his patience and understanding under the greatest pressures, never sacrificing his sense of justice and fairness. Joseph Ballam's contributions will be long remembered and his many friends and associates deeply miss him.

Report from the Senate Steering Committee

Chair Efron reminded everyone that the meeting would be a short one, followed by the President's reception for the outgoing and incoming Senates and honoring Provost Condoleezza Rice. He advised that several members of the next Senate were present as guests, including its chair, Professor John Bravman. Efron also announced the membership of the Senate XXXII Committee on Committees: Professor Ewart Thomas (Psychology) as Chair, who he said had asked if anyone knew the etymology of the word "re-up", and Professors Alice Gast (Chemical Engineering), Stephan Graham (Geological and Environmental Sciences), Stephen Hinton (Music), Joe Lipsick (Pathology), Joanne Martin (GSB), Francisco Ramirez (Education).

Chair Efron was interrupted by Professor Pate-Cornell, Steering Committee Vice Chair, rising to a point of personal privilege:

It is a pleasure and an honor for me to recognize your leadership in the Thirty-first Senate and your political skills in addressing some of the burning issues of Stanford life.

But of course, you had already solved most of these problems as the editor of the Chaparral in the early 1960s. So we decided to go right back to the source to check what we had missed. For those of you who have never seen the Hammer and Coffin, the Chaparral was a Stanford campus humor magazine that liked to think of itself as the black sheep of the Stanford family.

Just as he kept the Senate in line, Brad managed to "lead the good taste parade and ensure that the Chaparral could be read to your mom, your kid sister, your minister, and your ASSU representative". Indeed, Brad, also known as the Old Boy, also known as Mad Dog, had already contributed at that time to:

* engineering, with his famous work on how to make a bookmark out of a beer can;

* biology - the fetal development of a fraternity man, in which a beer can appears around the eighth month (seems to be a recurring theme); and

* the classical, time-honored field of questionable literature with an immortal rendition of "Lady Chatterley's Likes".

But the Chaparral under Brad's leadership had also tackled some of the perennial issues of the Farm. For example, parking. Ah parking, this one will always be with us! In an incisive policy study, the Chappies contemplated some innovative solutions and wondered in print whether the best place to park on campus could possibly be: the cactus garden, the President's driveway, or under Memorial Arch. And you, my esteemed colleagues of the Senate, probably thought that we had exhausted all possibilities!

And now for something entirely different. The Old Boy and his friends kept a file of letters to the Student Admission Office in which I found this intriguing request: "Sirs: I told my mother I did not want to go to college. My mother told me I had to go to college. I told my mother I did not want to go to Stanford. My mother told me I had to go to Stanford. Will you accept my mother?" (Good thing my kids were not born yet.)

In conclusion, ladies and gentlemen, if you think that this year in the Senate was hilarious, it's because (I quote the Chaparral at that time): "'Tis better to have thought about Stanford philosophy of education than never to have laughed at all". That was page 8. I think I will censor page 9.

But now Brad, talking seriously: you were great at that time, you have done great things since then, and you have done a great job as leader of the Senate. What I have enjoyed the most in working with you, is the sense of humor that you had then and that you have now, and the sense of independence that allows you to think out of the box, joking or not. Thank you again and have a great summer.

During lengthy applause, Pate-Cornell presented Efron with the traditional gift of an engraved gavel. Efron thanked her and joked that "the last time I heard some of those words I was saying goodbye to Stanford for a while." He admitted that he had actually enjoyed chairing the Senate, and especially working with Steering Committee members Pate-Cornell, Elam, Harris, Noll, Andersen, Parker, and Provost Rice. Efron also thanked Susan Schofield and Trish del Pozzo, "who do nine-tenths of the work." The Chair indicated that there was no report from the Committee on Committees, which had given its final report at the prior meeting.

Reports from the President and the Provost

President Casper expressed his thanks to Chair Efron and the Senate for a very productive year. Casper also obtained the Senate's consent to include in the minutes the text of the remarks he had delivered in honor of Provost Rice at a reception two days earlier. (See appended remarks.)

Provost Rice reported briefly on two issues of continuing interest to the Senate. Concerning faculty housing, she said that over the summer Carolyn Sargent would be looking at changes in the handling of down payments and in the Lathrop loan program, which was "very useful in the high interest rate environment of the 1980s but something of a problem in the 1990s." Rice also reported that in the fall the University would offer a new emergency and backup child care program to all faculty and staff. A consultant would be helping the WorkLife Office over the summer, she said, to review current campus child care programs, and options were being explored to facilitate the development of an additional child care facility somewhere on campus.

Turning to more personal remarks, Rice said that it had been a joy to be part of the Senate, commenting that she particularly valued the tradition of having the President, the Provost, and the deans sit as faculty members in that body. In this way "we remember that the administration is us . . .and we are all members of this faculty." She expressed appreciation for the superb leadership of the six Senate chairs with whom she had served and for the opportunity to sit with the Senate Steering Committee every two weeks to prepare the work of the Senate. Provost Rice also voiced her thanks to the remarkable people who make up the Stanford staff, mentioning Susan Schofield and Trish del Pozzo in the Academic Secretary's Office, and in the Provost's Office Ann Fletcher, Kathy Gillam, Jane Volk-Brew, Liz Ross, and especially Marilyn Banwell "without whom I wouldn't be organized enough to get anything done." Voicing her pleasure at having the opportunity each year to present the Amy Blue Awards, the Provost stressed that the Stanford staff is every bit as stellar as the faculty and the students. Following a round of applause, Rice quipped that she was looking forward to returning to the faculty "where I can cause headaches for John Hennessy."

Proposal to Initiate a Ph.D. Minor in Applied Linguistics (SenD#4969)

The Chair recognized Registrar Roger Printup, ex officio member of the Committee on Graduate Studies, to present the C-GS recommendation, which he said required Senate approval because the proposed minor would not reside within a Ph.D.-granting department. Printup explained that the Applied Linguistics minor would involve faculty from the Department of Linguistics and the Language Center, both within H & S, and the School of Education. Professors Bernhardt (German Studies and Language Center Director) and Baugh (Education) expressed enthusiasm for this new interdisciplinary effort, which was also strongly endorsed by cognizant H & S Associate Dean Ian Morris. There was no discussion.

The following resolution, moved and seconded by the Committee on Graduate Studies, was approved by unanimous voice vote:

The Senate authorizes the Steering Committee of the Applied Linguistics Ph.D. Minor to nominate candidates for the Ph.D. minor in Applied Linguistics for an initial term of five years, from September 1, 1999 through August 31, 2004.

Report by Dean Hennessy on the School of Engineering

Dean John Hennessy thanked the Senate for offering him the opportunity to speak about the state of the School of Engineering. Using a "high tech" visual presentation, he first provided a summary description of the school:

* 217 faculty members (about 15% of the Stanford faculty)

* Nine diverse departments, ranging in size from eight to 50 faculty members: Electrical Engineering, Computer Science, Mechanical Engineering, Aeronautics and Astronautics, Civil and Environmental Engineering, Chemical Engineering, Industrial Engineering, Materials Science, Engineering Economic Systems & Operations Research

* Reputation: five departments ranked in the top three nationally; largest fraction of faculty with membership in the National Academy of Engineering; significant impact on industry

* $80 million in annual research (more than 25% of the Stanford total); over half of the consolidated budget from external research funds

* Degrees: 1,325 (about 30% of the Stanford total) ­ 20% Bachelors, 65% Masters, 15% Ph.D.; the largest grantor of graduate engineering degrees in the U. S.

* Student units: 115,000 (about 23% of the Stanford total); including the largest distance education program among research universities; six of the nine Engineering departments among Stanford's top 20 in terms of units taught, with Computer Science and Electrical Engineering numbers two and three (behind English).

Following his summary of the school, Hennessy laid out the school's informal mission statement. He stated that their three goals are, first, to possess one of the top programs in engineering research and graduate education ­ to educate Ph.D. students who will be leaders in academia, industry, and government; to lead in the development of new research areas, including interdisciplinary areas; and to achieve high impact through both scientific importance and technical innovation relevant, and transferred, to industry. Second, the school strives to provide a world-class undergraduate engineering education, in the context of a great liberal arts university, making use of unique Stanford assets. And third, the School of Engineering seeks to supply the leading professional education program for masters students and lifelong learning, Hennessy said.

Dean Hennessy next described the Stanford Center for Professional Development (SCPD) and the school's distance education program. He noted that SCPD includes the Stanford Instructional Television Network (SITN) which transmits 250 credit and 50 non-credit courses annually, and has allowed 5,000 Masters degrees to be earned over its history. SCPD also comprises a Multimedia/Video Production service used broadly within the university, he said, and a new group called Stanford Online that is converting distance education from videotape and closed circuit broadcast to Internet delivery, with the goal of having all courses on the Internet by 2000. Hennessy pointed out that the number of units taught through SCPD would make it the fourth largest department in the school and the thirteenth largest in the University. Answering the rhetorical question "Why does SITN work?" Hennessy emphasized three factors: they have maintained high quality, with admissions and course standards the same as for on-campus students; the burden on the faculty has been minimized through provision of additional TAs and professional staff support; and most of the financial benefits accrue to the departments, not to faculty members individually.

Hennessy identified several challenges facing the School of Engineering. He said they must grow the faculty in information technology, broadly within every department and specifically in newer areas such as networking and communications. A world-class bioengineering program also needs to be built, he said, founded on a diverse set of faculty interests across the school, and through the development of new resources including faculty appointments, student support, and wet lab facilities. Other challenges identified by the dean were strategic investments and directions for their three smallest departments, continued replacement or renovation of facilities, start-up and housing solutions to ensure future successes in faculty recruiting, and continued leadership in distance education. Speaking about an additional challenge, Hennessy identified a small drop in undergraduate engineering enrollments (less than those experienced nationally, he said) as well as a significant shift of interest toward computer science. The school will work to enhance its undergraduate programs, he said, focusing on a better introductory experience involving more "real engineering earlier" and expanding undergraduate research opportunities along the lines of interesting experiments under way in Civil and Environmental Engineering and in Electrical Engineering.

Following the Senate Steering Committee's suggestion, Dean Hennessy concluded with some reflections on things he believes have worked particularly well in the school. First, he said that they have made joint appointments between departments work very well, even at the assistant professor level, and that structures such as a joint laboratory between Electrical Engineering and Computer Science encourage interdisciplinary initiatives. Second, he expressed pride in the school's successes in faculty searches, hiring, and promotion. He said that they are willing to take "area" risks, not quality risks, in junior hiring and that they have a good track record for developing and supporting young faculty members. He also advised that he found great strengths in the school's somewhat unusual structure where the department chairs and the academic associate deans serve as the "appointments and promotions committee", contributing a tremendous wealth of experience regarding faculty hiring and development. A third thing that has worked well, Hennessy stated, is that the school's department chairs are recruited and hired as leaders, encouraged to serve for somewhat longer terms and to take initiative in setting the direction for their department. Finally, he said, the school's research program has been very Ph.D.-intensive, allowing them to compete successfully with other universities that have more staff, post-docs, and research associates. Stanford produces more Ph.D.s per faculty member than any other major engineering school, he noted.

Dean Hennessy closed by expressing his thanks to outgoing Provost Rice on behalf of the faculty in Engineering. He recalled a school retreat six years earlier where he had questioned whether she "had the guts to do what was necessary about the budget." In retrospect they need not have worried, he remarked, expressing his admiration for Rice's willingness not only to tackle the university's toughest problems but more importantly to find ways to support Engineering's most creative and innovative proposals. "Her support has helped us to be successful. And so we not only thank her, but we hope that she takes as much pride in our success as we do," he concluded.

Responding to a request from Professor White (Mathematics), Hennessy explained that they have made assistant professor joint appointments work by allowing the faculty member to choose a lead department. All appointment and promotion processes are then handled by that lead department, he said, with the other department asked only to decide, for a successful case, whether or not they want the faculty member to continue as a joint appointment in their department.

Professor Parker (Graduate School of Business) asked if the "distance" in distance education went much beyond Santa Clara County. Hennessy replied that while the majority of students were close by, and many still spend one quarter on campus, they also have students on the East Coast and are running a few international experiments. President Casper asked for clarification of SCPD's plans to move to the Internet, to which Hennessy replied that they would first phase out videotape instruction, and eventually television broadcast courses as well, due in part to the high costs anticipated to upgrade the equipment. Vice Provost Kruger said he had received a recent e-mail message from an elite East Coast university suggesting that they wanted to get into distance education to make money. This led him, he said, to pose a tough question, "Why are we in distance education?" Hennessy's response was historical, noting that the school started the program because former dean and provost Fred Terman believed that engineers in local companies would need master's degrees. Distance education has now evolved, he said, to the point where "lifelong education for Stanford alums will be the number one reason we stay in the program. The money is not the issue."

President Casper asked about the regulatory environment for undergraduate education in engineering and the difficulty of receiving accreditation in a university that has as many liberal arts requirements as Stanford does. Professor Bravman (Materials Science and Engineering) responded that he had been supervising the school's accreditation process and that under current rules a student without advanced placement or transfer units who wanted to graduate with the minimum of 180 units could barely do it. He advised that the accrediting agency was moving to a less bureaucratic scheme that would offer more flexibility. The new approach places an emphasis on "outcomes assessment", he said, which will be the next problem area, that is, proving that students after graduation have achieved the education goals set out by the university. Chair Efron thanked Hennessy for an interesting presentation, commenting, "I think we all got a little view of the future today."

There was no new business. The Chair encouraged everyone to proceed to the Faculty Club for the President's reception honoring Provost Rice. At 4:28 p.m., following a motion and a second, the Chair used his new, inscribed gavel to adjourn the Senate sine die.

SUSAN W. SCHOFIELD

Academic Secretary to the University

With gratitude to Trish del Pozzo, Priscilla Johnson, and Susie Engi for their support and contributions throughout the year.

Condoleezza Rice Farewell

June 8, 1999

Gerhard Casper

When Condi announced that she was stepping down as Stanford's provost, she was quoted in the Daily as saying: "It was time to get back to my real passion: international relations and politics." I trust that nobody gave much credence to that since we all know her real, real passion and the fact that NFL training camps open in only a few weeks.

When I came to America from Germany in the 1960s, a renegade Lutheran, who would have thought that, in the 1990s, I would end up choosing a Presbyterian minister's daughter for helping in the fight for truth and against sin.

And I assure you, the provost has a Calvinist dislike for idleness, especially slothful and nonrigorous thinking -- the ultimate sin against the Holy Spirit within the university.

As you may know, Presbyterians approve of art, music, literature, and recreation only if edifying. Thank God, Condi's concept of edification, on the whole, is fairly catholic, as is mine. That has made it easier for us to work together. Though there have been disagreements. For instance, when it comes to composers, she considers one from my hometown of Hamburg, Brahms, the most edifying ­ a judgment that has caused some tense theological moments between us.

Also, Presbyterians are much more insistent than Lutherans, especially renegade ones, on observing Sunday as a quiet day. Under Condi's influence, I have, for instance, learned not to schedule meetings on Easter Sunday. Just as characters in opera often have a leitmotif, when the provost comes on stage, I hear "Onward Christian Soldiers" in my head. I am ashamed of that, because politically and theologically, alas, this is quite incorrect: The General Assembly of the Presbyterian Church has outlawed this particular hymn as too "warlike." Amazingly, according to Condi, the Lutheran anthem, "A Mighty Fortress Is Our God," is still acceptable ­ but so is having a Defense Department but no War Department.

I am indebted to Condi for so many things, I could never name them all. Let me list just a few:

* I thank her for instructing me sufficiently that I, too, can cry from the press box, "What are we doing, going to a nickel defense in a short-yardage situation with this field position?"

* I thank her for standing shoulder-to-shoulder with me in protecting the university from being put to political purposes -- even Republican ones. Indeed, the real reason I want her to spend time at the Hoover Institution is to eliminate Republicanism there.

* I thank her for being perhaps the only living Notre Dame graduate not to write me an angry letter about the Stanford Band.

* I thank her for ensuring that the Chevron oil tanker The Condoleezza Rice never ran aground while she was provost. If it does so after July 1, it will be a problem for the Governor of Texas, not the President of Stanford.

* I thank her for investing as much talent and energy into consolidating the Stanford budget as into unifying Germany. The former may have been a tougher task than the latter and ended up taking more time.

* I thank her for, at an early age, choosing an academic career, rather than following her early passions of music and ice skating. Had she not done so, she might have become the first Olympic figure skater to accompany herself on the piano.

* I thank her for bending over backward not to compare Stanford politics to those of the former Soviet Union, at least not that often, and, indeed, for helping me say "former Soviet Union" with a straight face.

More seriously, Condi tells of having been taught by her parents to "blast through the barriers" and she has shown throughout her life that she learned that lesson well. Starting in segregated Birmingham, she has blasted through the barriers of race. At the White House, she blasted through barriers between civilians and the military. In capitals, foreign and domestic, she blasted through barriers of gender. And from the University of Denver, where she earned her bachelor's degree when only 19, to Stanford, where she became provost when 38, she has blasted through the barriers of age.

Condi has drawn other strengths from her family. At Founders' Day, she told a moving story of her paternal grandfather, a poor farmer's son in Ewtah, Alabama, who somehow decided to get "book learning" and made his way to Stillman College, a black Presbyterian school. He saved enough cotton to pay for the first year; when seeking how to afford a second year, he was told he could get a scholarship if he would become a Presbyterian minister. "That," he replied, "is just what I had in mind." He went on to found schools across the segregated South, usually in churches that he had built, so that others could undergo the transforming experience of education.

Throughout your career -- and most especially in your six years as provost -- Condi, you, too have shown a deep love of learning and have helped the university to build structures to help others undergo the transforming experience of education. Your grandfather would be extraordinarily proud of you. And all of us are extraordinarily grateful to you.

As you go on to your next public service, we congratulate you on having been a great provost.

And I thank you for having become one of my closest friends.

Now, as to your future, I thought hard about a useful gift that would capture much of you: learning, the Russian language, an understanding of the role of serendipity in human affairs, military affairs especially. The choice was a book that Henry James called a "baggy monster" and that in my ­ mere lawyer's ­ judgment is one of the greatest novels of all time. In my Chicago days, I reread it every other winter. Thus I went to work and was able privately to persuade a few people to help in the acquisition of a first Russian edition of Tolstoy's War and Peace as a farewell gift with meaning for your future.

The first Russian edition, 1868­1869, in six volumes with a seventh supplementary volume of analysis by E. Liskin from1870, is a great rarity. This particular copy has the personal library stamps of one Petr Aleksandrovich Avenarius.

The book is full of passages relevant to this sad passing today. For instance, in vol. 5, p. 140, a character says to Pierre: "Well now, we are sad" and then goes on: "Honestly, without speaking of what I owe you, I feel friendship for you. Can I do anything for you? Dispose of me. It is for life and death. I say it with my hand on my heart."

You may ask how do I know since I do not speak Russian. Thank God there are passages in French and German that make reading Russian so much easier. For instance, this one from vol. 4, p. 169, with particular relevance to Kosovo and other wars. Napoleon asks a Russian prisoner of war, a Cossack, whether the Russians thought they would beat him or not. "It's like this," the Cossack answered: "If there is a battle within three days, the French will win. But if the battle is later, God knows what will happen."

Condi, the dedication reads:

TO CONDOLEEZZA RICE

May War be the fiction,

And Peace the reality

With the greatest appreciation and deep gratitude for

Her service as Stanford's 9th Provost SR